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Published works by Tracy L. Gerber

LEX-AR-DAPB95JW · complete body of work · page 1 of 1 · 4 works

Published works

SEC Collects $390 Million in Latest Crackdown on ‘Off-Channel’ Communications in the Financial Industry
Financial Services Observer · August 16, 2024
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SEC Broadens Scrutiny of Employment and Separation Agreements Under Whistleblower Rule
Financial Services Observer · October 10, 2023
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SEC Broadens Scrutiny of Employment and Separation Agreements Under Whistleblower Rule
GT L&E Blog · October 10, 2023
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SEC Seeks to Expand ‘Dealer’ or ‘Government Securities Dealer’ Definition to Require Additional Firms to Register with Agency and Comply with Federal Securities Regulations
Financial Services Observer · May 2, 2022
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