The expansion would include Shenzhen Stock Exchange and potentially European stock exchanges, and would permit overseas issuers to raise capital in China through CDR listings.
By Chris Horton, James Inness, Anna Ngo, Terris Tang, Cathy Yeung,
The Proposal would have a significant impact on current practices surrounding the use of Rule 10b5-1 plans by public companies and insiders.
By Joel H. Trotter, Stephen P. Wink, Naim Culhaci, and Deric Behar
On December 15,
This annual publication outlines some of the primary focus areas in 2022 for UK-regulated financial services firms. There has been a marked shift away from dealing with immediate post-Brexit priorities to more fundamental consideration of the direction of travel of
As a major LIBOR transition milestone approaches, a Staff Statement provides key considerations for market participants regarding their obligations.
By Laura N. Ferrell, Marlon Q. Paz, Zach Lippman, and Deric Behar
On December 7, 2021, the Staff
FCA makes clear that it expects a cultural shift in how firms focus on consumers.
By David Berman, Nicola Higgs, Rob Moulton, and Charlotte Collins
On 7 December 2021, the FCA published its second Consultation Paper (
UK regulators are considering how they can strengthen the regime to enhance standards and reduce risk.
By Nicola Higgs and Charlotte Collins
On 3 December 2021, the FCA published a Consultation Paper (CP21/34) on changes to its rules regarding the
The new rules aim to make London a more attractive listing venue for founder-led and other innovative IPO candidates.
By Chris Horton, James Inness, Anna Ngo, and Johannes Poon
On 2 December 2021, the UK Financial Conduct
The regulator is inviting views on potential criteria for classifying and labelling investment products, and on further entity- and product-level sustainability-related disclosures.
By David Berman, Paul A. Davies, Nicola Higgs, Anne Mainwaring, and Charlotte Collins
On
A wide-ranging report encourages regulators to take a concerted approach to combat climate-related risks to the US financial system.
By Jean-Philippe Brisson, Paul A. Davies, Nicola Higgs, Malorie R. Medellin, and Deric Behar
On October 21,
The roadmap introduces sustainability disclosure requirements for UK companies and reveals further developments in relation to a UK Green Taxonomy.
By David Berman, Paul A. Davies, Nicola Higgs, Michael D. Green, Anne Mainwaring, and James