This feature of our blog is where our in-house readers share tips, anecdotes and thoughts about things that come up in their daily practice. This particular batch of thoughts is about handling Rule 10b5-1 plans [feel free to ping me…

Following up on my blog entitled “7 Rules of Thumb for Subsidiary Governance,” on your annual calendar of “to-do” governance tasks, you should include a check-in as to whether you have any subsidiaries that have remained dormant for…

Allison Handy and I have put together this 19-page guide entitled “The SEC’s Climate Disclosure Proposal: A Comprehensive Look.” Interestingly, the SEC has updated its proposing release several times since it was first posted – so the proposing release has…

Following up on our recent blog in a series about internal investigations, note that Federal Rule of Evidence 502(g) states:

(1) “Attorney-client privilege” means the protection that applicable law provides for confidential attorney-client communications; and

(2) “Work-product protection” means the…

I’m excited to share our firm memo – “SEC Proposes New Cybersecurity Disclosure Rules on Incident Reporting, Risk Management, Strategy, and Governance” – authored by Valerie Dahiya and David Aaron. Check it out!
Also check out this blog…

Digging further into the SEC’s proposing release for climate disclosure, the SEC’s proposal would elicit disclosure about a board’s oversight of climate-related matters. For some companies, this type of disclosure undoubtedly would impact how much time and resources they…