Topic
Compliance
1,606 published works
India Corporate Law
Purpose is No Defence: Supreme Court’s ruling and the Roadmap for Insider Trading Compliance
By Aditya Prasad, Astha Tambi, Ayushi Mehta
Summary: By affirming that insider-trading liability under the 2015 PIT Regulations turns on possession of information and not the purpose behind the trade, the Court has shut the door on…
Compliance Building
Extending Compliance Dates for Form PF
The Securities and Exchange Commission and the Commodity Futures Trading Commission jointly agreed to further extend the compliance deadline from October 1, 2026 to July 1, 2027. That means it…
Beneficially Yours
DOL Hands Employers a Mental Health Parity Roadmap
Seyfarth Synopsis: The DOL’s latest MHPAEA guidance gives plan sponsors a practical roadmap for where parity compliance reviews should focus next. Although the DOL has announced limited nonenforcement relief for…
Horizons
AI adoption is climbing. Confidence in law firm AI governance hasn’t. Here’s the gap.
By Colin McKee
Firms using AI firmwide nearly doubled this year, from 17% to 33%, and 90% of professionals grade their firm’s AI rollout an A or a B, according to Intapp’s 2026…
Digital Babel Legal
Włoska lekcja cyberbezpieczeństwa – dlaczego warto uczyć się na błędach, zamiast je powielać?
Artykuł został pierwotnie opublikowany na łamach Rzeczpospolitej 3 grudnia 2025 r. i odnosi się do projektu nowelizacji ustawy o krajowym systemie cyberbezpieczeństwa Polska znajduje się w uprzywilejowanej pozycji, mogąc obserwować…
Katten Law: In the news
Neil Robson: Newer Market Entrants ‘Highly Vulnerable' as FCA Regulatory Reference Rules Broaden
Law360 recently spoke with Financial Markets and Funds Partner Neil Robson regarding the Financial Conduct Authority's (FCA) extension of non-financial misconduct rules to 37,000 non-bank firms, which, since September 1,…
About Conveyancing
The FCA Is Set to Take On Legal Sector AML Oversight: What It Means for Law Firms
By Simon Seaton
The UK government has confirmed that the Financial Conduct Authority (FCA) expects to begin supervising anti-money laundering (AML) efforts for legal professionals before the end of 2028, with full sector…
Microjuris Blog
Gobernanza de la inteligencia artificial: mecanismo imprescindible para la innovación algorítmica
By Ed. Microjuris.com Puerto Rico
El Lcdo. Roberto L. López Dávila analiza la gobernanza de la inteligencia artificial como un mecanismo clave para gestionar riesgos, asegurar el cumplimiento y facilitar una adopción responsable de sistemas…
Legal Futures Blog
SRA desk-based reviews and AML inspections
By Georgia Tuckley, junior compliance officer at Legal Futures Associate DG LegalThe Solicitors Regulation Authority (SRA) has strengthened its approach to anti-money laundering (AML) supervision in recent years. Regulatory engagement…
Inside the False Claims Act
Medicare Advantage Fraud Enforcement in 2026: What Recent Settlements Reveal About the Limits of Data-Driven False Claims Act Cases
Over the last several months, there has been no shortage of commentary about the Department of Justice’s (DOJ) Fraud Oversight through Careful Use of Statistics (FOCUS) initiative and the rise…