Topic
Enforcement
987 published works
Global Regulation Tomorrow
Financial Reporting Council issues its first annual enforcement review
In August, the UK’s Financial Reporting Council (FRC), a regulator with responsibility for auditors, accountants and actuaries, issued its first annual enforcement review. The review summarises the FRC’s investigatory and…
SEC Actions
SEC Chairman Clayton: Stepping Up Anti-Corruption Enforcement Efforts
SEC Chairman Jay Clayton called for greater international cooperation in the enforcement of anti-corruption statutes such as the Foreign Corrupt Practices Act in remarks delivered before the Economic Club of…
Consumer Financial Services Review
Abusiveness Isn’t Dead Yet
By Ori Lev
Many thought that with former Director Richard Cordray’s resignation, the Consumer Financial Protection Bureau (CFPB) would stop using its abusiveness authority in enforcement actions. After all, claims of abusiveness were…
Consumer Class Defense Blog
Seventh Circuit Limits Scope of Federal Trade Commission’s Enforcement Authority
By Edward F. Maluf, Joe Orzano
The Seventh Circuit issued a decision recently that eliminates an enforcement tool long used by the Federal Trade Commission (“FTC”)—the ability to obtain equitable monetary relief from defendants when the…
Drug & Device Law
Why Should FDA Warning Letters Be Any Different?
By Bexis
We’ve blogged numerous times about the tentative, non-final, and informal status of FDA warning letters (and untitled letters and similar enforcement precursors like Form 483s). We’ve cited precedent, FDA internal…
Bright Law Blog
APRA Enforcement Approach updated
The Australian Prudential Regulation Authority (APRA) has updated its Enforcement Approach to include principles that APRA will take into account when considering when and how to publicise its enforcement actions,…
FCPA Professor
This Week On FCPA Professor
By Mike Koehler
FCPA Professor has been described as “the Wall Street Journal concerning all things FCPA-related,” and “the most authoritative source for those seeking to understand and apply the FCPA.” Set forth…
Food Safety News
Criminal convictions top FSIS Quarterly Enforcement Report
By Dan Flynn
The USDA's quarterly report of enforcement activities by the Food Safety and Inspection Service (FSIS) is topped off by the criminal conviction of Antillio Graniello. The U.S. District Court for…
FCPA Professor
This Week On FCPA Professor
By Mike Koehler
FCPA Professor has been described as “the Wall Street Journal concerning all things FCPA-related,” and “the most authoritative source for those seeking to understand and apply the FCPA.” Set forth…
FCPA Professor
SEC Commissioner Hester Peirce On “Reasonableness Pants” And “Secret Law”
By Mike Koehler
This site is a big fan of SEC Commissioner Hester Peirce and this post highlights two recent speeches she delivered. Neither of the speeches are FCPA specific, but both are…