Topic
Enforcement
987 published works
SEC Actions
This Week In Securities Litigation (Week starting August 5, 2019)
A look forward; a look back: Is the increasing split among Justices of the Supreme Court over the proper approach to statutory construction causing confusion among the lower courts? Consider…
Global Regulation Tomorrow
PRA speech on its approach to enforcement
On 31 July 2019, the Bank of England (BoE) published a speech given by Miles Bake (PRA Head of Legal, Enforcement & Litigation Division). In his speech, Mr Bake outlined…
SEC Actions
SEC, DOJ, Microsoft Settle FCPA Charges
When the Foreign Corrupt Practices Act is mentioned it typically brings to mind stories of foreign bribery and perhaps some of the sensational tales of U.S firms toppling foreign governments…
UK Finance Disputes and Regulatory Investigations Blog
PRA explains its approach to enforcement
At the Financial Services Lawyers’ Association meeting last week, Miles Bake, Head of Legal at the Enforcement & Litigation Division of the Prudential Regulatory Authority (PRA) discussed the PRA's approach to…
FCPA Professor
Microsoft Resolves Long-Standing FCPA Scrutiny By Agreeing To Pay $25.3 Million
By Mike Koehler
Microsoft has been under Foreign Corrupt Practices Act scrutiny since early 2013 (see here for the prior post). Yesterday, the DOJ and SEC announced here and here an aggregate $25.3…
Waller Law Blogs
Health care fraud and abuse enforcement overview 2018
By LexBlog
07.17.19The Department of Health and Human Services (HHS) and the Department of Justice (DOJ) recently released the Health Care Fraud and Abuse Control Program Annual Report. The 2018 Report highlighted key…
Litigation Finance Journal
Defrauded Investor Hires Ileana Ros-Lehtinen to Help Enforce $6 Billion Award Against a Member of Qatar’s Ruling Family
By John Freund
DOHA, Qatar, July 15, 2019 /PRNewswire/ — The Swifthold Foundation, which was defrauded by Sheikh Fahad Bin Ahmad bin Mohamed Bin Thani and his Qatari company, Fast Trading Group, today announced that it has hired…
Password Protected
HHS Lowers Annual Caps on Most HIPAA CMPs
On April 30, 2019, the United States Department of Health and Human Services (HHS) published a notice of enforcement discretion that lowers most of the annual caps on civil money…
SALT Shaker
South Carolina Administrative Law Court Holds it May Not Enforce Summons for Delivery Records Issued to North Carolina Freight Carrier
By Michael Hilkin, Eversheds Sutherland SALT
The South Carolina Administrative Law Court (ALC) held that it could not enforce a Department of Revenue (Department) summons for delivery records issued to a North Carolina freight carrier that…
Employee Benefits Blog
DOJ’s Enforcement Activity Against Individuals: Acute Focus on Telemedicine
By James A. Cannatti III, Amandeep S. Sidhu, Theodore Alexander, Sophia A. Luby
DOJ’s focus on individual accountability is particularly important with respect to telemedicine. Telemedicine is a burgeoning field, with a projected market increase of 18% annually over the next six years,…