Topic
General Solicitation
59 published works
Regulatory & Compliance Update
JOBS Act Update: CFTC Relief Removes Impediment to General Solicitation
By Marc E. Elovitz, Bryan Daly, Brad L. Caswell, Jacob Preiserowicz
On Sept. 9, 2014, the U.S. Commodity Futures Trading Commission staff granted broad relief intended to remove an obstacle to the ability of market participants, under rules previously promulgated by…
New York Venture Hub
Will Your Demo Day Presentation Violate the Securities Laws?
Your company is invited by a local meetup group to present at demo day with other startups, and you accept. The group announces the demo day lineup of startups in…
Corporate and Securities Law
Keith Higgins Speaks to JOBS Act Misperceptions: • The staff will not be quick to second guess • “Venture fairs” and “demo days” are not prohibited • Issuers are not expected to comply with the pending Regulation D rule proposal
Corporate and Securities Law
Continued Controversy Surrounding Proposed Regulation D Amendments
Corporate and Securities Law
SEC Releases New FAQs on General Solicitation
By David Jenson
Venture Law Blog
Setting The Record Straight On The New General Solicitation Rules
On September 23, 2013, the final rules eliminating the prohibition on general solicitation and advertising for certain offerings under Rule 506 went into effect. While this development was anticipated with…
Corporate and Securities Law
SEC is Monitoring General Solicitations
The Securities Edge
Proposed changes to Regulation D: Are these really so bad?
On the same day that the SEC proposed rules that may make capital raising easier for companies by repealing the ban on general solicitation for private offerings, the SEC also…
Federal Securities Law Source
SoMoLend and General Solicitation in Ohio
Later this month the Ohio Division of Securities is expected to conduct a hearing regarding the Division’s allegations that SoMoLend Holdings, LLC improperly sold securities using general solicitation and advertising…
Corporate and Securities Law
Hedge Funds Begin General Solicitation