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General Solicitation

59 published works

  1. The Securities Edge

    Removal of ban on general solicitation and advertising won’t be a license for issuers to say anything they want

    By Gustav L. Schmidt

    Although the SEC recently finalized rules that will remove the ban on general solicitation and advertising for certain private offerings under Rule 506 of Regulation D, it does not mean…

  2. New York Venture Hub

    General Solicitation Ban Lifted from Rule 506 Private Offerings, But Issuers Must Verify all Purchasers are Accredited

    By Alon Y. Kapen

    The SEC on July 10 finally lifted its 80-year old ban on general solicitation and general advertising in Rule 506 offerings, as Congress directed it to do last year in…

  3. Corporate and Securities Law

    Removal of General Solicitation Requirements Triggers Additional SEC Proposals

    By Steve Quinlivan

  4. Corporate & Securities Law Blog

    SEC Eliminates the Prohibition on General Solicitation for Rule 506 and Rule 144A Offerings

    By Sheppard Mullin

    On July 10, 2013, the SEC adopted the amendments required under the JOBS Act to Rule 506 that would permit issuers to use general solicitation and general advertising to offer…

  5. Corporate & Financial Weekly Digest

    SEC Adopts and Proposes New Rules, Including Easing the Prohibition on General Solicitation

    By Mark D. Wood, Jonathan D. Weiner

    On July 10, the Securities and Exchange Commission adopted certain new rules and proposed others applicable to certain securities offerings that are exempt from registration under the Securities Act of…

  6. Corporate and Securities Law

    General Solicitation Under the Final JOBS Act Rules

    By Steve Quinlivan

  7. The Venture Alley

    SEC Issues Rules Lifting Ban on General Solicitation in Unregistered Fundraising

    By Andrew Ledbetter

    Ban on General Solicitation Lifted with Respect to Accredited Investors Today, the Securities and Exchange Commission (SEC) adopted new rules to lift the ban on general solicitation of funds or general…

  8. Venture Law Blog

    SEC Adopts Rules to Remove Ban on General Solicitation for Rule 506 Offerings

    By John Tishler

    This morning the Securities and Exchange Commission, by a 4 to 1 vote of the Commissioners, approved implementing rules under Title II of the Jumpstart Our Business Startups (JOBS) Act…

  9. Corporate & Securities Law Blog

    SEC Adopts Rules to Remove Ban on General Solicitation for Rule 506 Offerings

    By Sheppard Mullin

    This morning the Securities and Exchange Commission, by a 4 to 1 vote of the Commissioners, approved implementing rules under Title II of the Jumpstart Our Business Startups (JOBS) Act…

  10. Venture Law Blog

    Still Banned: General Solicitation in Rule 506 Offerings

    By John Hempill

    Ten months have passed since the SEC proposed rules implementing the requirement of Title II of the JOBS Act that the prohibition against general solicitation and general advertising in Rule…