Topic
Listing Rules
75 published works
Corporate & Financial Weekly Digest
NASDAQ Proposes Tougher Listing Standards for Issuers Following Reverse Mergers
Co-authored by David S. Kravitz On April 18, the NASDAQ Stock Market LLC filed a proposed rule change with the Securities and Exchange Commission to adopt additional listing requirements for…
The Securities Edge
NASDAQ Proposes Rule Change to Initial Listing Standards
NASDAQ recently filed a proposed rule change with the SEC. Upon taking effect, the rule will change the way total assets and shareholders’ equity are calculated for listing purposes on…
Venture Law Blog
NASDAQ Moves Toward Mandatory Electronic Filing
In July 2010, NASDAQ OMX began permitting companies applying for listing in US markets to submit Listing Applications via its online Listing Center, moving toward its stated goal of migrating…
Corporate & Financial Weekly Digest
SEC Proposes Amendments to NASDAQ Listing Rules
Co-authored by James B. Anderson On May 19, the Securities and Exchange Commission published a notice soliciting comments on amendments to NASDAQ’s Listing Rules. NASDAQ filed the rule change with…
Securities Law Prof Blog
NYSE Halts Trading in New Century Financial Corp.
NYSE Regulation, Inc. announced today that it is reviewing the continued listing status of the common and preferred shares of the troubled REIT, New Century Financial Corp. The NYSE halted…