Topic
Listing Rules
75 published works
Corporate and Securities Law
SEC Reviewing Nasdaq’s $5 Million Market Value Continued Listing Requirement
By Jack Bowling, Cooper Hilton
The Securities and Exchange Commission (SEC) stayed an approval order on August 6, 2026, regarding a Nasdaq rule change that imposes a new minimum Market Value of Listed Securities (MVLS)…
Public Company Advisory Blog
SEC Stay Puts Nasdaq’s New $5 Million MVLS Listing Standard on Hold
By Publisher
On July 29, 2026, Nasdaq’s new continued listing requirement requiring companies to maintain at least $5 million in Market Value of Listed Securities (MVLS) was automatically stayed. The rule, which…
Public Company Advisory Blog
SEC Approves Nasdaq’s New $5 Million Market Value Continued Listing Requirement
By Publisher
On July 22, 2026, the SEC approved Nasdaq’s proposal (Release No. 34-105971) to adopt a new continued listing requirement based on Market Value of Listed Securities (“MVLS”). Under new Nasdaq…
SCC Blog
SEBI Amends LODR Regulations; Listed Entities to Now Follow SEBI-Specified Transfer and Transmission Procedures
By Shubhi
On 10 July 2026, the Securities and Exchange Board of India (SEBI) notified the SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2026, introducing changes relating to the transfer…
Global Regulation Tomorrow
FCA Primary Market Bulletin 63
By Simon Lovegrove (UK), Charlotte Carnegie
On 27 April 2026, the Financial Conduct Authority (FCA) issued Primary Market Bulletin 63 (PMB 63). In PMB 63 the FCA highlight: Finalisation of Technical Note (TN) 717.3 on Sponsors’…
Global Regulation Tomorrow
FCA statement on notifications relating to admissions to trading and recent changes to the UK Listing Rules
By Simon Lovegrove (UK), Charlotte Carnegie
On 19 February 2026, the Financial Conduct Authority (FCA) issued a statement intended to provide clarification around forbearance following the introduction of the new Public Offers and Admissions to Trading…
China Law Insight
以披露对比视角，透析港股18C上市的知识产权要求
By King & Wood
作者：马俊豪 姜鹏义 2023年3月香港联合交易所正式推出了《上市规则》第18C章节。该章节是专为特专科技公司设计的创新上市制度，其相对于一般主板上市规则的优势在于：一方面，显著降低了特专科技公司的上市门槛，允许符合特定条件的未盈利公司登陆联交所主板；另一方面，大幅缩短了上市周期，据联交所公开数据，利用18C通道上市的企业，从首次递交招股书到成功挂牌发行，平均上市周期仅为261个自然日，最短为183天，对比2024年港股一般主板上市的平均周期382天，通过18C章节上市的企业节省了约30%的时间成本。 阅读更多
Corporate & Securities Law Blog
NYSE American Proposes Amendments to Initial Listing Standards
By Richard A. Friedman, Nazia Khan
On January 8, 2026, the New York Stock Exchange (“NYSE” or “Exchange”) submitted a proposed rule change to the Securities and Exchange Commission that would revise the initial listing requirements…
The Securities Law Blog
SEC Approves Generic Listing Standards for Commodity-Based Trust Shares
The Securities and Exchange Commission today voted to approve proposed rule changes by three national securities exchanges to adopt generic listing standards for exchange-traded products that hold spot commodities, including…
Across The Board
Nasdaq Rule Proposal Seeks Enhanced Float and IPO Listing Requirements; Faster Delisting for Non-Compliant Companies
By Anna T. Pinedo, Carlos E. Juarez
On September 3, 2025, Nasdaq filed two rule proposals with the Securities and Exchange Commission (SEC) to amend its initial and continuing listing standards. The first proposal would increase minimum…