Topic
Listing Rules
75 published works
Corporate & Securities Law Blog
Nasdaq Proposes Significant Changes to Initial and Continued Listing Standards
By Richard A. Friedman, Michael Blane
On September 3, 2025, The Nasdaq Stock Market LLC (Nasdaq) announced proposed changes to its listing standards. According to Nasdaq, these proposed changes respond to the rising complexity and volatility in…
Corporate Governance and Compliance
Key takeaways for listed companies from disciplinary action against bank’s former CEO and CFO
By Katie Stephen (UK), Chris Pearson
The recent publication of the Upper Tribunal’s decision that the former CEO and CFO of Metro Bank were knowingly concerned in a breach of the Listing Rules by the bank…
Corporate & Securities Law Blog
Navigating Nasdaq and NYSE: Essential Insights for Companies
By Nazia Khan
In 2025, 145 companies have effectuated reverse stock splits. Both companies listed on Nasdaq and on the New York Stock Exchange (“NYSE”) often conduct reverse stock splits to comply with…
China Law Insight
H股上市后境内监管要点与实操问答（基本篇）
By King & Wood
作者：胡静 黄晓雪 高晗 李程锦 随着香港联交所不断推出一系列利好政策，越来越多的企业展现出对赴港上市的浓厚兴趣，同时，市场利好频出，存量上市公司也陆续开展增发、可转债等再融资运作。此前，我们已推出H股上市系列解读文章《改道港股，H股or红筹？（上篇）》《改道港股，H股or红筹？（下篇）》，为境内企业赴港上市的多维考量及监管要求等不同角度做出了详尽的分析。同时，国内外监管机构对上市公司的合规性和运营透明度提出了更为严格的要求。H股上市公司除需基于香港证券监管规则合规运作之外，还应符合境内监管要求，尤其是公司治理、募集资金运用、资本运作等重大方面。结合我们的实务经验及近期境内外监管动态，我们聚焦于H股上市公司上市后的关键议题，通过一问一答形式推出系列文章进行解读，以期帮助更多企业了解上市后的监管要求，能够灵活稳健地在资本市场舞台上稳健前行。 阅读更多
Banking, Finance and Securities
ESMA consults on draft technical advice under the Prospectus Regulation and issues CfE on prospectus liability
By Simon Lovegrove (UK), Floortje Nagelkerke (NL)
On 28 October 2024, the European Securities and Markets Authority (ESMA), issued a consultation paper on draft technical advice under the Prospectus Regulation and a call for evidence (CfE) on…
Banking, Finance and Securities
Council adopts listing act package
By Simon Lovegrove (UK), Anna Carrier (BE)
On 8 October 2024, the Council of the EU announced that it has adopted the listing act, a legislative package that is intended to make EU public capital markets more…
Global Regulation Tomorrow
FCA speech: The FCA’s new listing rules and what’s to come
By Anita Edwards, Simon Lovegrove (UK)
On 6 September 2024, the FCA published a speech by Sarah Pritchard (FCA Executive Director of Markets and International) entitled The FCA’s new listing rules and what’s to come. The…
Global Regulation Tomorrow
FCA sets out final rules for new UK listing regime
By Fiona Millington (UK), Clementine Hogarth, Richard Sheen (UK), Thomas Vita, Alexander Green
On 11 July 2024, the Financial Conduct Authority (FCA) published its eagerly awaited new UK listing rules, in Policy Statement PS24/6. The changes are intended to create a simplified and…
Latham.London
FCA Unveils Final Measures to Make UK Listing Regime Match Fit Again
The consultation paper confirms a radical approach to bolster the international competitiveness of the UK markets and return to a disclosure-based listing framework. By Mark Austin, Chris Horton, James Inness,…
Global Financial Regulatory Blog
FCA Unveils Final Measures to Make UK Listing Regime Match Fit Again
The consultation paper confirms a radical approach to bolster the international competitiveness of the UK markets and return to a disclosure-based listing framework. By Mark Austin, Chris Horton, James Inness,…