Topic
Market Data
59 published works
The CLS Blue Sky Blog
SEC Commissioner Jackson Issues Statement on Reforming Stock Exchange Governance
Thank you as always to our dedicated Staff, especially Christian Sabella, David Shillman, Deborah Flynn, John Roeser, and Jennifer Colihan, for their extensive work on today’s proposed order. I’m also…
Cov Financial Services
SEC Issues Guidance on Changes to Stock Exchange Fees for Market Data and Connections
By Covington Financial Services
On May 21, 2019, the U.S. Securities and Exchange Commission (the “SEC”) issued guidance to national securities exchanges and the Financial Industry Regulatory Authority (“FINRA”) (referred to as “SROs”) clarifying…
Corporate & Financial Weekly Digest
ESMA Releases Latest Double Volume Cap Data Under MiFID II
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On July 6, the European Securities and Markets Authority (ESMA) updated its public register with the latest set of double volume cap (DVC) data under the revised Markets in Financial…
Banking, Finance and Securities
ESMA updates Q&As on MiFIR data reporting
On 25 May 2018, the European Securities and Markets Authority (ESMA) updated its Q&As on data reporting under MiFIR. ESMA has updated section 15 of the Q&As covering complex trades.
Banking, Finance and Securities
ESMA overview of MiFID II deferral regimes
By Hannah Meakin (UK), Catherine Blake (UK)
The European Securities and Markets Authority (ESMA) has published a table that provides an overview of the current status of implementation of the applicable MiFIR deferred publication regime per Member…
Banking, Finance and Securities
FCA Market Watch issue 54
By Hannah Meakin (UK), Imogen Garner (UK)
The FCA has published Market Watch 54. In this issue of Market Watch, the FCA focusses on the MiFID II legal entity identifier (LEI) and covers the following topics: LEI…
Corporate & Financial Weekly Digest
FCA Publishes Market Watch Newsletter 53 on LEIs, Market Data and SIs under MiFID II
By Neil Robson
On September 18, the UK Financial Conduct Authority (FCA) published the latest edition (Number 53) of its periodic newsletter Market Watch. In it the FCA has included articles and guidance…
Banking, Finance and Securities
ESMA updates MiFID II / MiFIR Q&As
By Hannah Meakin (UK), Imogen Garner (UK), Charlotte Henry, Conor Foley (UK)
The European Securities and Markets Authority (ESMA) has updated its MiFID II / MiFIR Q&As on: commodity derivatives issues; market data issues; and market structure issues. ESMA has also added…
Banking, Finance and Securities
FCA releases MiFID II market data processor application form
The FCA has updated its webpage on its market data processor system (MDP) under MiFID II to include MDP application forms. The website indicates that to submit an application, the…
Banking, Finance and Securities
FCA updates information about its MiFID II market data processor system
By Hannah Meakin (UK), Conor Foley (UK)
The FCA has updated its webpage on its market data processor (MDP) system under MiFID II. The FCA explains that the new MDP system will receive MiFID II market data…