Topic
Market Data
59 published works
Corporate & Financial Weekly Digest
SEC Adopts Rules to Modernize Infrastructure for NMS Market Data
By Susan Light, Elizabeth Organ
On December 9, the Securities and Exchange Commission adopted final rules that aim to modernize the infrastructure related to the collection, consolidation, and dissemination of market data for exchange-listed national…
The CLS Blue Sky Blog
SEC Chairman Speaks on Revised Rules for Disseminating Market Data
By Jay Clayton
Good morning. This is an open meeting of the U.S. Securities and Exchange Commission on December 9, 2020, under the Government in the Sunshine Act. The Commission today will consider…
Global Regulation Tomorrow
IOSCO consultation on market data in the secondary equity markets
On 3 December 2020, the International Organisation of Securities Commissions (IOSCO) issued a consultation report on market data in the secondary equity markets. The consultation report describes several issues relating…
Corporate & Financial Weekly Digest
ESMA Publishes Draft Guidelines on MiFIR and MiFID II Market Data Obligations
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On November 6, the European Securities and Markets Authority (ESMA) published a consultation paper on draft guidelines on obligations regarding market data under the Markets in Financial Instruments Regulation (MiFIR)…
Global Regulation Tomorrow
ESMA consults on MiFID II / MiFIR obligations on market data
By Hannah Meakin (UK), Hannah McAslan (UK)
On 6 November 2020, the European Securities and Markets Authority (ESMA) issued a consultation paper seeking input from market participants in relation to its draft guidelines on the MiFID II…
Global Policy Watch
CFTC Announces Organizational Changes to Agency Divisions
On November 2, 2020, the U.S. Commodity Futures Trading Commission (CFTC) issued a press release announcing organizational changes to several areas of the agency’s operating divisions. According to CFTC Chairman…
Cov Financial Services
SEC Orders Equity Exchanges and FINRA to Submit New Single National Market System Plan for Equity Market Data
By Covington Financial Services
On May 6, the Securities and Exchange Commission (“SEC”) issued an order (“Order”) directing the registered equity exchanges and the Financial Industry Regulatory Authority (“FINRA”) (together, the “Self-Regulatory Organizations” or…
Latham.London
FCA Breaks Ranks in Its Approach to Using Wholesale Data
A Call for Input reveals that the FCA is planning for a post-EU future and examining ethics with regard to MAR. By Rob Moulton On 9 March 2020, the Financial…
Corporate & Financial Weekly Digest
SEC Proposes to Modernize Infrastructure for NMS Securities Market Data
By Susan Light, Michael T. Foley, Timothy D. Kertland
On February 14, the Securities and Exchange Commission proposed to modernize the infrastructure for the collection, consolidation and dissemination of market data for exchange-listed national market system (NMS) securities, including…
Corporate & Financial Weekly Digest
SEC Proposes Changes to Market Data Plans
On January 8, the Securities and Exchange Commission (SEC) released a proposed order to improve the governance of National Market System (NMS) data plans that produce consolidated equity market data…