Topic
Reporting
51 published works
Global Regulation Tomorrow
ESMA updates Q&As on EMIR implementation
By Hannah Meakin (UK), Catherine Blake (UK)
On 2 October 2019, the European Securities and Markets Authority (ESMA) published an updated version of its Q&As on the implementation of the Regulation on over-the-counter derivatives, central counterparties and…
TimeSolv Blog
Tip of the Week: Updates to reports
TimeSolv recently rolled out two great updates to our reports feature. Monthly reports are valuable tools in building a successful law practice. They provide users with detailed information about the…
Inside Privacy
Canadian Privacy Commissioner Releases Official Guidance as Data Breach Law Takes Effect
Canada’s new data breach law, The Personal Information Protection and Electronic Documents Act (“PIPEDA”), took effect on November 1. Official guidance released by the country’s Privacy Commissioner explains a few of…
Administrative and Regulatory
PRA publishes Occasional Consultation Paper
On 22 October 2018, the PRA published Occasional Consultation Paper 24/18 (CP24/18). In CP24/18 the PRA sets out proposed miscellaneous amendments to its Rulebook, Supervisory Statements, Statements of Policy and…
Banking, Finance and Securities
ESMA updates EMIR validation rules
By Hannah Meakin (UK), Catherine Blake (UK)
On 9 August 2018, the European Securities and Markets Authority (ESMA) updated its validation rules under EMIR, with regards to the revised technical standards on reporting under Article 9 of…
Banking, Finance and Securities
FCA reporting instructions for trading venues and investment firms submitting position reports under MiFID II
By Hannah Meakin (UK), Conor Foley (UK)
The FCA has published a document that provides instructions for entities that will submit commodity derivative position reports to the FCA for processing. The document contains chapters on: (i) reporting…
Banking, Finance and Securities
FCA updates AIFMD webpage with clarifying information on AIFMD (Reporting) Instrument 2017
By Imogen Garner (UK), Iona Wright (UK)
The FCA has updated its web page on the Alternative Investment Fund Managers Directive (AIFMD) by adding information on the AIFMD (Reporting) Instrument 2017 (the Instrument). The FCA published the…
Employment Law Worldview
UK Gender Pay Gap reporting obligations: frequently asked questions
We recently ran a webinar on the new gender pay gap reporting obligations coming into force in the UK in April. During and since the webinar we have been asked…
Employment Law Worldview
New EEO-1 Report Finalized: Employers Required to Report Pay Data Starting with 2017 Report
Employers will officially be required to report compensation data and hours to the EEOC beginning with the 2017 EEO-1 report. Last week, the EEOC announced approval of the revised version…
Administrative and Regulatory
FCA issues Policy Statement on financial crime reporting
By Peter Snowdon (UK), Lisa Lee Lewis (UK)
Last December the FCA consulted on a proposal to introduce a financial crime return (REP-CRIM). The proposal was set out in chapter 6 of Consultation Paper 15/42: Quarterly Consultation…