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Topic

RMBS Trading

2 published works

  1. SEC Actions

    Trading In Opaque Markets: End the Prosecutions; Install the Ethics

    By Thomas Gorman

    Individual responsibility and accountability became a critical issue in the wake of the great financial crisis. From Capitol Hill to the cross-streets of small-town America it frequently seemed that the…

  2. Cleary Enforcement Watch

    Second Circuit Again Reverses Fraud Conviction of RMBS Trader Litvak

    By Robin M. Bergen, Joon H. Kim, Rishi N. Zutshi, Nowell D. Bamberger, Alex Janghorbani

    On May 3, the Second Circuit vacated on evidentiary grounds Jesse Litvak’s conviction – after a second trial – on a single count of securities fraud related to trades of…