Topic
Securities
6,683 published works
The CLS Blue Sky Blog
Gibson Dunn Offers 2022 Year-End Securities Litigation Update
By Craig Varnen, Brian M. Lutz, Monica K. Loseman, Jefferson E. Bell, Publisher, Mark H. Mixon Jr.
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. This year-end update provides an overview of…
StartupProgram.com
What are Blue Sky Laws and How Do They Affect Me?
To succeed as an entrepreneur, there are many laws which you need to be aware of, including “Blue Sky Laws.” In the United States, Blue Sky Laws are the securities…
The D&O Diary
Dish Networks Hit with Cybersecurity-Related Securities Suit
For several years now, one of the perennial questions in the corporate and securities arena has been the extent to which cybersecurity-related issues will contribute to D&O claims. There has…
The CLS Blue Sky Blog
Climate Disclosure Line-Drawing and Securities Regulation
In 2022, the Securities and Exchange Commission (SEC) proposed climate disclosure rules requiring each public company to tell investors specifically about the financial effects of climate risk on the company…
SEC Actions
THIS WEEK IN SECURITIES LITIGATION (Week of March 27, 2023)
Last week the Commission filed a series of cases tied to crypto assets and touting. A pending civil injunctive action was brought against Chinese national Justine Tron who is…
China Law Insight
联交所刊发咨询文件建议根据中国内地监管新规修订《上市规则》以及其他有关中国发行人的条文
By King & Wood
作者：谢晓东 陈璴丹 骆伟德 陈博志 尹智伟 香港联合交易所有限公司最近刊发咨询文件，建议因应国务院及中国证券监督管理委员会于2023年2月17日宣布实施有关境外上市的监管新规更新而修订《上市规则》。联交所也建议删除或修改若干有关中国发行人但现已再无必要的《上市规则》条文，使分别适用于中国发行人及其他发行人的规定保持一致。 联交所的建议旨在让《上市规则》第19A章适用于中国发行人的规定与《上市规则》第19章适用于海外发行人的相关规定保持一致，这符合联交所一直以来致力于为所有发行人（不论其注册成立地点在哪里）的投资者提供相同保障的目标。 阅读更多
China Law Insight
NEW OBLIGATIONS OF SECURITIES COMPANIES TO ASSIST OVERSEAS IPOS
By King & Wood
Authored by:Wang Jianxue Ye Xiaobei An Shan On February 17, 2023, the China Securities Regulatory Commission (CSRC) promulgated the Trial Measures for the Administration of Overseas Issuance and Listing of…
The D&O Diary
Inflation Hits Organic Food Company’s Quarterly Results, Draws Securities Suit
At the beginning of the year, when I surveyed the D&O claims landscape and predicted the factors that I thought might drive D&O claims volume in 2023, one set of…
Regulatory Oversight
New York AG Says Cryptocurrency Exchanges Must Register as Securities
By Troutman Pepper Locke State Attorneys General Team
On March 9, New York Attorney General Letisha James filed a complaint against leading cryptocurrency exchange KuCoin, alleging violations of the Martin Act, which prevents security sales fraud. AG James…
Blockchain and the Law
Law360 Expert Analysis: SEC Approach In Wahi Presents New Challenges For Crypto
By Julia Alonzo, Joshua M. Newville, Michael Guggenheim
A recent guilty plea in U.S. v. Wahi in the U.S. District Court for the Southern District of New York, a crypto insider trading case, sets up an interesting situation where…