Topic
Securities
6,664 published works
The CLS Blue Sky Blog
Time to Rethink and Revitalize Shareholder Proposals
For more than eight decades, Rule 14a-8 (the SEC’s shareholder proposal rule) has been both a solvent and an irritant in U.S. corporate governance. The rule sought to ease management’s…
Duane Morris Vietnam
Anwalt in Vietnam Dr. Oliver Massmann – LÄNDERUPDATE Vietnam: Wertpapiere & Banken Letzte Aktualisierung: 23 April 2026
Die Staatsbank von Vietnam (Ngân hàng Nhà nước Việt Nam, SBV) ist die Zentralbank Vietnams. Sie ist ein Ministerium auf Regierungsebene. Der SBV-Gouverneur ist Mitglied des Kabinetts. Der Premierminister und…
Cleary Securities, Disclosure, and Governance Watch
SEC Reduces Minimum Equity Tender Offer Period to 10 Business Days
By Lesley Janzen, Manuel Silva, Kimberly Spoerri, David Lopez, Stav Harel, Jermaine Scott Cherry
The Securities and Exchange Commission recently cut the minimum time required for certain equity tender offers in half. Historically, federal rules mandated that such offers remain open for at least…
Regulatory Oversight
Securities Investigations and Enforcement Newsletter – April 2026
By Jay Dubow, Ghillaine Reid, Keith J. Barnett, Dominic Cervoni, Joanna Cline, Nicole Edmonds, Seth Erickson, John Ford, Genna Garver, Tim Mast, Megan Rahman, Thomas Rose, Michael A. Schwartz, Casselle Smith, Shona Smith, Peter Villar, Mary Weeks, John West, Valerie Holder, Brian Nichilo, Lisa Reidy, Bianca DiBella, Erica Dressler, Katie Hancin, Sophia Harmelin, Isabela Herlihy, Jason Langford, Millie Krnjaja, George Phelan, Codi Royall, Taylor Williams
Troutman Pepper Locke's Securities Investigations and Enforcement team counsels and defends clients through all stages of securities enforcement proceedings. Our attorneys have served in key government agencies and regulatory bodies,…
The Capital Commitment
Risk #9: What the New SEC’s First Year Signals for the Future of Private Fund Oversight
By Margaret A. Dale, Michael R. Hackett, Dorothy Murray, Joshua M. Newville, Todd J. Ohlms, Robert Pommer, Seetha Ramachandran, Nathan Schuur, Robert Sutton, John Verwey, Jonathan M. Weiss, Edward Lister, Rachel Lowe, Adam Farbiarz, Adam L. Deming, Michael Guggenheim, Corey I. Rogoff, Hena M. Vora
The SEC’s first year under Chair Paul Atkins, who was sworn in on April 21, 2025, has offered significant insight into the evolution of enforcement priorities, particularly for private fund…
The D&O Diary
Peloton SCA Dismissed: Product Safety Allegations and D&O Exposure
By Sarah Abrams
Peloton Interactive, Inc. (Peloton) has faced well-publicized operational and reputational challenges over the past several years. The company’s trajectory, from pandemic-era growth darling to post-pandemic recalibration and product safety scrutiny,…
Conflict of Laws .net
RabelsZ 90 (2026): New issue alert
Issue 1 of RabelsZ 90 (2026) has just been released. It contains the following articles which are all available <a Open Access: CC BY 4.0: Holger Fleischer, Felix Bassier, Samuel Insull…
Global Fintech & Digital Assets Blog
SEC Staff Issues Statement on Broker-Dealer Registration for Cryptoasset Securities Interfaces
The SEC Staff sets out conditions under which providers of certain cryptoasset securities-transaction interfaces may operate without broker-dealer registration. By Zachary Fallon, Stephen P. Wink, Jenny Cieplak, Naim Culhaci, Haoyu…
Cleary Securities, Disclosure, and Governance Watch
SEC No-Action Relief Offers a Roadmap for Foreign-Incorporated Companies Caught Between Home-Country Law and U.S. Proxy Rules
By Jorge U. Juantorena, Shuangjun Wang, Eli Wallach, Bobby Bee
On April 8, 2026, the SEC’s Division of Corporation Finance issued a no-action letter addressing a structural conflict that arises for companies incorporated in the Netherlands, listed on a U.S.…
The D&O Diary
Guest Post: Key Trends in 2025 Class Certification Decisions: Fraud-on-the-Market Under Fire
The following guest post examines the resolution of class certification motions in securities class action lawsuits during 2025; considers the parties' economic arguments in support of or in opposition to…