Topic
Securities
6,656 published works
The CLS Blue Sky Blog
SEC Chair Atkins Speaks on Retailization of Private Markets
By Renholding
Good morning, ladies and gentlemen. And thank you for joining us today for this public meeting of the Securities and Exchange Commission under the Government in the Sunshine Act. We…
India Corporate Law
Guarding the Guardians: Building Statutory Discipline into India’s Delegated Legislation
By Bharat Vasani, Maharshi Shah
Summary: Over the past 25 years, India's economic law-making has shifted decisively from Parliament to regulators, with statutes such as the Companies Act, 2013 and the SEBI Act, 1992 supplying…
The Securities Law Blog
SEC’s Division of Examinations Announces New Exam Handbook
The Securities and Exchange Commission’s Division of Examinations today published its new handbook, “The SEC Exam Handbook: A Practical Guide on Process and Engagement,” which replaces and expands upon the previous…
Free Writings + Perspectives
SEC Proposes Expansion of Accredited Investor Definition
By Liz Walsh, Jennifer Zepralka
On September 30, the Securities and Exchange Commission (the “Commission” or the “SEC”) published a number of notices aimed at modernizing the definition of “accredited investor,” including the possibility of…
Free Writings + Perspectives
SEC Proposes Amendments That Address Retailization and Modernize Regulated Funds
On September 30, 2026, the Securities and Exchange Commission (the “SEC”) proposed amendments intended to provide additional flexibility for regulated funds and their investment advisers. The proposals address performance-based compensation,…
BakerHostetler
Six in Six Webinar Series: Recent Developments and Market Update in M&A and Capital Markets Transactions
The legal and business landscape continues to evolve rapidly for companies pursuing strategic transactions and accessing the capital markets. This session will provide an overview of recent developments in mergers…
The Securities Law Blog
SEC Proposes Amendments to Expand Responsible Retailization of Private Markets
The Securities and Exchange Commission today voted to propose rule amendments that would facilitate capital formation in the public and private markets by expanding retail investor choice and promoting innovation…
Securities Law Exchange
Corp Fin Updates Its Compliance and Disclosure Interpretations: 7 Revised, 26 Withdrawn
On Friday, September 25, 2026, the SEC's Division of Corporation Finance updated a large batch of its Compliance and Disclosure Interpretations (CFIs). It revised seven CFIs and withdrew 26 across…
Free Writings + Perspectives
SEC Division of Corporation Finance Issues FAQs on the Application of Federal Securities Laws to Crypto Assets
By Evan Eldridge, Anna T. Pinedo, Liz Walsh
On September 25, 2026, the Staff of the Division of Corporation Finance (the “Division”) of the Securities and Exchange Commission (the “SEC”) published a set of responses to frequently asked…
Gibson Dunn
SEC Opens Up Five-Year Sandbox for Tokenized Trading of NMS Stocks
In lieu of registration and the regulatory framework that would otherwise apply, the SEC has substituted a prescriptive disclosure, transparency, and recordkeeping regime for trading tokenized securities. On September 17,…