Topic
Securities
6,656 published works
A&O Shearman
A&O Shearman advises on Bank of Montreal’s USD1 Billion Medium-Term Notes Issuance
By A&O Shearman
A&O Shearman advised the underwriter on Bank of Montreal's USD1 billion Floating Rate Notes due 2028 under its U.S. medium-term note program.
A&O Shearman
Z.AI raises USD5 billion through debut convertible bond offering and concurrent H-share placement
By A&O Shearman
A&O Shearman advised the bookrunners, lead managers and trustee on Z.AI's USD5bn convertible bond offering and concurrent H-share placement.
Dentons Insights
Political Law Playbook – September 2026
By Dentons
Welcome to the September edition of the Political Law Playbook. This month, we cover a First Amendment challenge to Hawai`i’s corporate spending law, the SEC’s proposal to rescind its pay-to-play…
Global Investment Watch
United States: ETFs, 351, and other Good Stuff: A Ruling and a Notice
By: Joel D. Almquist, Edward B. Baer, and Kevin R. Gustafson Official guidance from the IRS on Monday 28 September 2026, followed through on comments made by IRS and Treasury…
Public Company Advisory Blog
Division of Corporation Finance Expands the Roadmap for Retail Voting Instruction Programs
By Publisher
On September 28, 2026, in a response to a request from Goldman Sachs, the SEC’s Division of Corporation Finance issued a no-action letter stating that it would not recommend enforcement…
A&O Shearman
UniCredit Additional Tier 1 bond
By A&O Shearman
Explore the EU risk retention technical standards, including the 5% retention requirement, sole purpose test and disclosure obligations.
Global Regulation Tomorrow
ESMA’s contribution to simplification and burden reduction
By Simon Lovegrove (UK), Floortje Nagelkerke (NL)
On 28 September 2026, the European Securities and Markets Authority (ESMA) issued a report regarding its contribution to simplification and burden reduction. The key message in the report is that…
Free Writings + Perspectives
Division of Corporation Finance Updates and Withdraws Dated CFIs
By Liz Walsh
On September 26, the Securities and Exchange Commission’s Division of Corporation Finance continued its ongoing efforts to update and revise the Staff guidance in the form of Corporation Finance Interpretations,…
Free Writings + Perspectives
SEC Exam Staff Issues Risk Alert on Investment Adviser Annual Compliance Reviews
By Leslie S. Cruz, Jodi Erlandsen, Adam D. Kanter, Robert Kim, Peter M. McCamman
On September 14, 2026, the staff of the US Securities and Exchange Commission’s (“SEC” or “Commission”) Division of Examinations (the “Division”) issued a Risk Alert (the “Risk Alert”) setting out…
The CLS Blue Sky Blog
Wachtell Lipton Discusses SEC Enforcement Division’s Signal of Faster Investigations
By Renholding
On September 18, 2026, SEC Division of Enforcement Director David Woodcock delivered remarks before the 12th Annual Government Enforcement Institute in Dallas, his most substantive public address since assuming the…