Topic
Systemic Risk
220 published works
Banking, Finance and Securities
EBA updates data used for the identification of G-SIIs
The European Banking Authority (EBA) has published 12 indicators and underlying data from the 35 largest institutions in the EU, whose leverage ratio exposure measure exceeds EUR 200 bn. Technical…
Securities Law Prof Blog
New in Print
The following law review articles relating to securities regulation are now available in paper format:Stephen M. Bainbridge, Revitalizing SEC Rule 14a-8's Ordinary Business Exclusion: Preventing Shareholder Micromanagement by Proposal, 85…
China Law Insight
银监会掀起新一轮监管风暴——对于在华外资银行的影响
By King & Wood
作者：陈运 费思 汪镕 金杜律师事务所 此文为4月14日文章的更新版，敬请阅读。 前言 中国银行业监督管理委员会（“银监会”）近期颁布了一系列的新规（“新规”），旨在： ▪防控金融系统的各项风险 ▪弥补监管短板 ▪提升银行业服务实体经济和转型升级政策的水平 新规同时适用于中资银行和在华外资银行，本文将重点关注与在华外资银行相关的重大事项 新规在明确了一系列的要求和规则的同时，也重申了许多既有的明确规定 新规是中国金融监管当局预防金融风险和系统性风险的最新政策尝试和管控措施 新规是银监会新主席郭树清先生任职以来的首次亮剑 行业问题 银监会认为，下列行业问题导致银行及金融行业存在普遍的不合规情况： 当前行业乱象 银监会认识到，下列情形是银行及金融行业存在的主要不合规乱象： 新规体系 新规体现了银监会对于治理以上行业问题和乱象的决心和手段，新规具体包括以下规范性文件： 主要目标和预期效果 新规旨在实现银监会的以下主要监管目标： 根据上述监管目标，期待银行业能够实现以下预期目标： 银行该如何更好地防控风险 为实现更好的风险防控和合规效果，新规要求银行： 银行该如何更好地服务实体经济 为促使银行更好地服务实体经济，新规要求银行： 银行必须采取的具体行动 ▪控制信息化：通过信息系统刚性控制各类风险 ▪责任明确化：要求资金来源方承担交叉性金融产品的责任…
Securities Law Prof Blog
New in Print
The following law review articles relating to securities regulation are now available in paper format:Ilya Beylin, A Reassessment of the Clearing Mandate: How the Clearing Mandate Affects Swap Trading Behavior…
Capital Thinking
Republicans Move on Financial Deregulation; Fed Finalizes Stress Test Guidance
Legislative Activity President Trump Orders Review of Financial Regulations Last Friday, February 3, President Trump issued an Executive Order related to financial services regulatory reform (generally) and an Executive Memorandum…
Corporate and Securities Law
Executive Order on Dodd-Frank Rollback
Banking, Finance and Securities
PRA’s approach to the implementation of the systemic risk buffer
By Peter Snowdon (UK), Matthew Gregory (UK)
The PRA has published a Statement of Policy (SoP) that sets out the regulator’s approach to implementing the systemic risk buffer (SRB). The SoP is relevant to ring-fenced bodies, within…
Banking, Finance and Securities
Commission report under Article 85 EMIR
Article 85(1) of the European Market Infrastructure Regulation (EMIR) provides that the European Commission shall review and prepare a general report on the Regulation which shall be submitted to the…
Securities Law Prof Blog
Shelby on Hedge Funds
Cary Martin Shelby has posted Closing the Hedge Fund Loophole: The SEC as the Primary Regulator of Systemic Risk on SSRN with the following abstract:The 2008 financial crisis sparked a flurry…
International Financial Law Prof Blog
Federal Reserve FDIC publish “targeted submissions” for eight systemically important domestic banking institutions
The Federal Reserve Board and the Federal Deposit Insurance Corporation (FDIC) on Tuesday posted the public portions of the required "targeted submissions" for the eight systemically important, domestic banking institutions.…