Topic
Transaction Reporting
79 published works
Global Regulation Tomorrow
Does CP26/34 solve anything in relation to branches? Key Themes and Practical Implications for Transaction Reporting
Introduction It is interesting that the FCA has sought to amplify its guidance in relation to the execution of transactions by branches in CP26/34. However, there is a good argument…
Global Regulation Tomorrow
FCA consults on preparing for a new transaction reporting regime
By Simon Lovegrove (UK), Charlotte Carnegie
On 2 October 2026, the Financial Conduct Authority (FCA) published a consultation paper on preparing for the new transaction reporting regime (CP26/34). Background UK Markets in Financial Instruments Regulation (UK…
Global Regulation Tomorrow
Podcast | Global Regulation Tomorrow Plus – EU/UK Split the Difference: Transaction Reporting Reforms
By Hannah Meakin (UK), Flupke van den Bogart, Charlotte Carnegie
This podcast examines the FCA’s highly anticipated policy statement (PS26/15) on improving the UK transaction reporting regime. This follows from a consultation paper (CP25/32) on the same topic that was…
Global Financial Regulatory Blog
FCA Confirms Changes to UK MiFID Transaction Reporting Regime
The changes will reduce the scope and lessen the long-term compliance burden for firms, albeit with a short-term cost. By Becky Critchley, Nicola Higgs, Rob Moulton, and Charlotte Collins Key…
Global Regulation Tomorrow
FCA publishes policy statement in relation to transaction reporting
By Simon Lovegrove (UK), Charlotte Carnegie
On 3 August 2026, the Financial Conduct Authority (FCA) published its policy statement in relation to improving the UK transaction reporting regime (PS26/15). Background The FCA sets out that it…
Global Regulation Tomorrow
FCA and BoE seek members for their Transaction and Post-trade Reporting Taskforce
By Simon Lovegrove (UK), Charlotte Carnegie
On 2nd April 2026, the Financial Conduct Authority (FCA) and Bank of England (BoE) (the Regulators) invited expressions of interest from market participants to join a new taskforce in relation…
Global Financial Regulatory Blog
FCA Consults on Overhaul of UK MiFID Transaction Reporting Regime
By Latham & Watkins, Latham & Watkins
The regulator aims to significantly reduce the administrative burden of the regime. By Rob Moulton, Becky Critchley, and Charlotte Collins On 21 November 2025, the FCA published a Consultation Paper…
Administrative and Regulatory
FCA CP on improving the UK transaction reporting regime
By Simon Lovegrove (UK), Charlotte Carnegie
On 21 November, the Financial Conduct Authority (FCA) published a consultation paper (CP 25/32) setting out proposals to improve the UK transaction reporting regime. Background The transaction reporting rules in…
Banking, Finance and Securities
Market Watch 84
By Simon Lovegrove (UK), Charlotte Carnegie
On 30 September 2025, the Financial Conduct Authority (FCA) published the latest issue of Market Watch, its newsletter on market conduct, transaction reporting issues and UK European Market Infrastructure Regulation…
Banking, Finance and Securities
ESMA’s Call for Evidence on streamlining financial transaction reporting
On 23 June 2025, the European Securities and Markets Authority (ESMA) published a Call for Evidence on the simplification of financial transaction reporting. The Call for Evidence comes as part…