Topic
Transaction Reporting
79 published works
Global Regulation Tomorrow
Draft ITS on reporting of data on charges for credit transfers and payments accounts, and shares of rejected transactions
By Simon Lovegrove (UK), Michael Born (DE)
On 4 February 2025, the European Banking Authority (EBA) issued a final report containing draft Implementing Technical Standards (ITS) on reporting of data on charges for credit transfers and payments…
Global Regulation Tomorrow
Notice in a nutshell: CFD provider, Infiniox Capital Limited, fined for missing transaction reports
The FCA has published a Final Notice imposing a fine of £99,200 on a CFD provider for failing to make transaction reports over a 6 month period. We summarise below…
Global Regulation Tomorrow
Start of DPE regime on 3 February and end of publication of SI data
By Simon Lovegrove (UK), Floortje Nagelkerke (NL)
On 24 January 2025, the European Securities and Markets Authority (ESMA) issued a new web page reminding market participants that responsibility for reporting over-the-counter (OTC) transactions will shift from systematic…
Global Financial Regulatory Blog
FCA Issues Discussion Paper on Changes to the UK Transaction Reporting Regime
IT teams will want to contribute to the debate over the FCA’s proposed changes, which could introduce additional complexities and lead to major IT costs for firms. By Rob Moulton…
Banking, Finance and Securities
FCA DP24/2: Improving the UK transaction reporting regime
On 15 November 2024, the Financial Conduct Authority (FCA) published Discussion Paper 24/2 ‘Improving the UK transaction reporting regime’ (DP24/2). Purpose The FCA has issued DP24/2 to help inform its…
Administrative and Regulatory
Market Watch 81 – the twist in the tail on transaction reporting
Market Watch 81 might on a first pass appear relatively uncontroversial in giving feedback on the FCA’s recent findings on transaction reporting. I would say that one should think again…
Banking, Finance and Securities
FCA Market Watch 81
By Hannah Meakin (UK), Anita Edwards, Simon Lovegrove (UK)
On 7 November 2024, the Financial Conduct Authority (FCA) published Market Watch 81. In this edition of Market Watch, the FCA discusses recent observations from its supervision of the UK…
Global Regulation Tomorrow
ESMA consults on the review of RTS 22 on transaction data reporting and RTS 24 on order book data
By Simon Lovegrove (UK), Floortje Nagelkerke (NL)
On 3 October 2024, the European Securities and Markets Authority (ESMA) published a consultation paper on the review of regulatory technical standard 22 (RTS 22) on transaction data reporting under…
Global Regulation Tomorrow
Investment firms can register as a DPE with the AFM
By Floortje Nagelkerke (NL), Jessie Steinebach
As of 9 September 2024, investment firms may register as a Designated Publishing Entity (DPE) with the Dutch Authority for the Financial Markets (AFM). The review of the Markets in…
Global Regulation Tomorrow
FCA publishes statement on supervisory flexibility on transaction reporting
On 27 July 2023, the FCA published a statement on supervisory flexibility on transaction reporting. The statement provides that, following the implementation of temporary measures for the reporting of the…