Topic
Transaction Reporting
79 published works
Global Regulation Tomorrow
FCA Market Watch 70
By Haney Saadah
On 3 October 2022, the FCA published Market Watch 70. Market Watch is the FCA’s newsletter on market conduct and transaction reporting issues. In this issue the FCA outlines some…
Global Regulation Tomorrow
ACER updates TRUM
On 31 March 2022, the European Union Agency for the Cooperation of Energy Regulators (ACER) published an updated version of its Transaction Reporting User Manual (TRUM) and its Annex II.…
Global Regulation Tomorrow
FCA Market Watch 68
On 16 November 2021, the FCA published its latest newsletter regarding market conduct and transaction reporting issues, titled Market Watch 68. This Market Watch discusses web-based trading platforms which are…
Global Regulation Tomorrow
ESMA consults on reference data and transaction reporting obligations under MiFIR
By Hannah Meakin (UK), Hannah McAslan (UK)
On 24 September 2020, the European Securities and Markets Authority (ESMA) issued a consultation paper reviewing the reference data and transaction reporting obligations under the Markets in Financial Instruments Regulation…
Global Regulation Tomorrow
MiFID review: ESMA consults on the functioning of OTF regime, transactions reporting
On 24 September 2020, the European Securities and Markets Authority (ESMA) launched a public consultation on the functioning of the MiFIR obligation to report transactions and reference data. The following…
Corporate & Financial Weekly Digest
ESMA Publishes Consultation Paper on MiFIR Reference Data and Transaction Reporting
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On September 24, the European Securities and Markets Authority (ESMA) published a consultation paper examining transaction reporting and reference data obligations under the Market in Financial Instruments Regulation (MiFIR) (the…
Corporate & Financial Weekly Digest
FCA Publishes Newsletter Market Watch 65
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On September 7, the UK’s Financial Conduct Authority (FCA) published the 65th edition of its Market Watch newsletter on market conduct and transaction reporting issues (the Newsletter). The latest issue…
Corporate & Financial Weekly Digest
FCA Publishes Newsletter on Market Conduct and Transaction Reporting Issues
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On August 27, the UK’s Financial Conduct Authority (FCA) published the 64th edition of its Market Watch newsletter on market conduct and transaction reporting issues (the Newsletter) providing market participants…
Corporate & Financial Weekly Digest
Upcoming Effective Date of Amendments to FINRA Rule 6730 (Transaction Reporting)
By Susan Light, Michael T. Foley, Jack A. West
On June 21, 2019, the Securities and Exchange Commission approved amendments to FINRA Rule 6730 (Transaction Reporting), which requires members to report transactions in US Treasury Securities executed to hedge…
Corporate & Financial Weekly Digest
FCA Publishes Market Watch Newsletter
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On October 18, the Financial Conduct Authority (FCA) published issue 62 of the Market Watch newsletter. The focus of the newsletter is on personal account dealing (PAD) and transaction reporting.…