Topic
UCITS
40 published works
Banking, Finance and Securities
ESMA opinion on UCITS share classes
By Imogen Garner (UK), Iona Wright (UK)
The European Securities and Markets Authority (ESMA) has published an opinion on the extent to which different types of units or shares of the same undertakings for collective investment in…
Corporate & Financial Weekly Digest
UK FCA Confirms No Guidance to be Published on the Application of the UCITS Remuneration Code
By Neil Robson
On November 17, the UK Financial Conduct Authority (FCA) updated its webpage focused on Undertakings for Collective Investment in Transferable Securities fund (UCITS) remuneration issues to confirm that it does…
Corporate & Financial Weekly Digest
ESMA Updates UCITS Q&A
By Neil Robson
On October 12, the European Securities and Markets Authority (ESMA) updated its Questions and Answers (Q&A) on the EU Undertakings for Collective Investment in Transferable Securities (UCITS) Directive. The changes…
Banking, Finance and Securities
ESMA updates UCITS Q&A
By Imogen Garner (UK), Albert Weatherill (UK)
The European Securities and Markets Authority has updated its questions and answers document on the application of the UCITS Directive. The updated document includes a new question and answer on…
Banking, Finance and Securities
HM Treasury policy paper on post implementation review of UCITS Regulations 2011
By Imogen Garner (UK), Albert Weatherill (UK)
HM Treasury has published a review of the Government’s transposition of the UCITS IV Directive. Implementation of the UCITS IV Directive involved changes to primary and secondary legislation, and to…
Banking, Finance and Securities
FCA consults on UCITS Level 2 Regulation and certain requirements under SFT Regulation
By Imogen Garner (UK), Albert Weatherill (UK)
The FCA has published Consultation Paper 16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook (CP16/14). The UCITS V legislative package includes a ‘Level 1 Directive’,…
Banking, Finance and Securities
UCITS Regulations 2016 published
The UCITS Regulations 2016 have been published on the legislation.gov.uk website together with an explanatory memorandum and transposition note. These regulations implement provisions in UCITS V relating to depositaries and…
Banking, Finance and Securities
ESMA publishes consolidated UCITS Q&A
The European Securities and Markets Authority (ESMA) has published a new Q&A document on the application of the UCITS Directive (as amended). Section I of the Q&A includes new questions…
Banking, Finance and Securities
Consultation on the Decree implementing the UCITS V Directive
By Nikolai de Koning, Floortje Nagelkerke (NL)
On 27 October 2015, the Dutch Minister of Finance published a first draft of the Decree implementing the UCITS V Directive (2014/91/EU) (Implementatiebesluit wijziging richtlijn icbe’s, the Implementation Decree) for…
Other
ESMA updates Q&A on KIID for UCITS
The European Securities and Markets Authority (ESMA) has published an updated version of its Q&A on the key investor information document (KIID) for undertakings for collective investment in transferable securities.…