Topic
UCITS
40 published works
Global Regulation Tomorrow
Global Regulation Tomorrow Plus – Let’s Talk Asset Management – Episode 27 – UK Asset Management Framework Reforms Part 3 – Remuneration proposals
By Hannah Meakin (UK), Lucy Dodson (UK), Hannah McAslan (UK), Charlotte Carnegie
In our podcast mini-series on the UK Asset Management Framework Reforms, we examine the FCA's highly anticipated consultation papers published on 14 July 2026. These papers set out a proposed…
Banking, Finance and Securities
New briefing note- ESMA’s UCITS Overhaul: Major Reforms Proposed in Final EAD Report
By Frank Herring, Floortje Nagelkerke (NL), Sebastien Praicheux, Roberto Cristofolini (FR), Claire Guilbert, Simon Lovegrove (UK)
On 26 June 2025, the European Securities and Markets Authority issued a Final Report on the UCITS Eligible Assets Directive (EAD). We have published a new briefing note on the…
Banking, Finance and Securities
Let’s talk asset management: Episode 19 – ESMA’s Final Report on the UCITS Eligible Assets Directive
By Frank Herring, Simon Lovegrove (UK)
In the latest episode of our podcast series, Let’s talk asset management, Frank Herring and Simon Lovegrove discuss the proposals contained in the European Securities and Markets Authority’s Final Report…
Banking, Finance and Securities
AFM launches an exploratory investigation into services provided under the Dutch ‘national regime’
By Nikolai de Koning, Ademir Šehomerović
On 2 April 2025, the Dutch Authority for the Financial Markets (Autoriteit Financiële Markten, the AFM) announced the launch of an exploratory investigation into financial services provided under the so-called…
Global Regulation Tomorrow
FCA publishes statement on communications in relation to PRIIPs and UCITS
By Anita Edwards, Simon Lovegrove (UK), Matthew Gregory (UK)
On 30 November 2023, the FCA published a statement on communications in relation to packaged retail and insurance-based investment products (PRIIPs) and undertakings for collective investment in transferable securities (UCITS).…
Global Regulation Tomorrow
ESMA follow-up report to the peer review on the guidelines on ETFs and other UCITS issues
On 6 June 2023, the European Securities and Markets Authority (ESMA) issued a follow-up peer review report which provides an update on the action that Member State competent authorities (NCAs)…
Global Regulation Tomorrow
ESMA updates UCITS Q&As
By Imogen Garner (UK), Iona Wright (UK)
On 30 March 2021, the European Securities and Markets Authority (ESMA) updated its Q&As on the application of the UCITS Directive. ESMA has added two new Q&As on ESMA’s guidelines…
Global Regulation Tomorrow
ESMA publishes third annual report on use of sanctions for UCITS
On 12 November 2020, the European Securities and Markets Authority published its 2019 annual report on the use by Member State competent authorities (NCAs) of sanctions under the UCITS IV…
Global Regulation Tomorrow
ESMA publishes translations for guidelines on performance fees in UCITS and certain types of AIFs
By Iona Wright (UK), Imogen Garner (UK)
On 5 November 2020, the European Securities and Markets Authority (ESMA) issued the official translations of its guidelines on performance fees in UCITS and certain types of alternative investment funds…
Global Regulation Tomorrow
ESMA guidance on performance fees in UCITS and certain AIFs
By Iona Wright (UK), Imogen Garner (UK)
On 3 April 2020, the European Securities and Markets Authority (ESMA) published final guidance on performance fees in investment funds – applicable to undertakings for the collective investment in transferable…