Topic
IPO
617 published works
China Law Insight
外国投资者战投上市公司新规关注要点
By King & Wood
作者：姜志会 葛杰 Tom Harrison 刘峻成 2024年11月1日，商务部、中国证监会、国务院国资委、税务总局、市场监管总局、国家外汇局联合发布修订后的《外国投资者对上市公司战略投资管理办法》（以下简称“《战投新规》”），自2024年12月2日起施行。为保障《战投新规》的顺利实施，六部门有关司局负责人就有关问题举行了答记者问。 本文尝试对上述新规的历史演变、适用范围、适用方式等方面进行初步分析总结，以供拟战略投资A股上市公司的外国投资者参考。 阅读更多
Free Writings + Perspectives
Market Outlook for IPOs in 2025: Insights from PLI’s 56th Annual Institute on Securities Regulation
By Anna T. Pinedo, Jennifer Zepralka, Gonzalo Go
On November 14, 2024, the Practising Law Institute’s 56th Annual Institute on Securities Regulation featured a panel discussion that provided valuable insights into the initial public offering (IPO) landscape for…
The Securities Law Blog
SEC Charges Zymergen Inc. With Misleading IPO Investors About Company’s Market Potential and Sales Prospects
The Securities and Exchange Commission today announced settled charges against Zymergen Inc., an Emeryville, California-based biotechnology company, for misleading IPO investors about its overall market potential, revenue prospects, and customer…
Louis Lehot Medium Blog
What To Expect for the IPO Market in the Second Half of 2024
By Louis Lehot
This article by Louis Lehot originally appeared on FOLEY on August 16, 2024: What To Expect for the IPO Market in the Second Half of 2024The market for initial public offerings…
The Right Coast
Why a Cold-Storage Company Just Delivered the Year s Hottest IPO – WSJ
Fresh lobster from Maine. Bags of frozen peas. Racks of ribs, shrink-wrapped in plastic. Americans have come to expect that with a click of a button, almost any item, perishable…
Food Safety News
Conservative Wyoming Congresswoman wants to send JBS packing
By Dan Flynn
Wyoming’s Rep Harriet M. Hageman is best known for ending the political career of former Wyoming Rep. Liz Cheney. Hageman has now asked U.S. Securities and Exchange Commission Chairman Gary…
The D&O Diary
Medical Device Company Hit with SPAC-Related Securities Lawsuit
In my recent review of the 1H24 securities class action litigation filings (here), I noted that SPAC-related securities suits were less of a factor in the overall number of suit…
China Law Insight
从事军工业务企业A股IPO关注要点梳理
By King & Wood
作者：范玲莉 范启辉 李垚林 2021年3月11日，十三届全国人大四次会议表决通过了关于国民经济和社会发展第十四个五年规划和2035年远景目标纲要的决议，并发布了《中华人民共和国国民经济和社会发展第十四个五年规划和2035年远景目标纲要》，其中提到要“贯彻习近平强军思想，贯彻新时代军事战略方针，坚持党对人民军队的绝对领导，坚持政治建军、改革强军、科技强军、人才强军、依法治军，加快机械化信息化智能化融合发展，全面加强练兵备战，提高捍卫国家主权、安全、发展利益的战略能力，确保2027年实现建军百年奋斗目标”。近年来，随着军工企业不断发展以及军民融合不断深入，军工相关领域的企业得到了充分的发展机会，并且有越来越多的军工企业正在考虑登陆资本市场。 阅读更多
Cleary Securities, Disclosure, and Governance Watch
Delaware Chancery Court Finds Private Equity Sponsor’s Tax Receivable Agreement Potentially Led to Conflicted Sale Process
By John A. Kupiec, Mark E. McDonald, Matthew P. Salerno
In a May 31, 2024 opinion, the Delaware Court of Chancery denied a motion to dismiss a complaint challenging the sale of a public company with a controlling private equity…
The Securities Law Blog
SEC Charges Three New Yorkers for Raising More Than $184 Million Through Pre-IPO Fraud Schemes
The Securities and Exchange Commission today charged three individuals with fraud for selling unregistered membership interests in LLCs that purported to invest in shares of pre-IPO companies, first on behalf…