Topic
IPO
617 published works
China Law Insight
变易之局觅不易之象——上市公司子公司融资（上）
By King & Wood
作者：牟蓬 杨振华 王宁远 宋方成 陈苗 中国证监会于2023年8月27日发布《证监会统筹一二级市场平衡 优化IPO、再融资监管安排》，明确了当前再融资监管的总体要求。此后，沪深交易所有关负责人于2023年11月8日就优化再融资监管安排的具体执行情况回答了记者提问，进一步细化了上市公司再融资的具体要求。2024年4月12日，国务院印发《关于加强监管防范风险推动资本市场高质量发展的若干意见》进一步明确规定“严格再融资审核把关”。 阅读更多
China Law Insight
投后退出，提前一公里——论投退的高位防线及先发策略
By King & Wood
作者：胡静 黄星烨 在当前资本市场的波动中，A股IPO的门槛提高与境外中概股IPO的低迷表现，已直接导致投资机构IPO渗透率及回报率的双双下降。加之国际关系的紧张和全球经济的下行压力，资本市场的竞争更加激烈。根据我们的市场观察及实操经验，面临“退出难”等严峻考验，投资机构已陆续开始调整投后化险措施、优化风控方案，提前布局退出策略，以期实现满意退出。 阅读更多
Public Chatter
The SEC’s Climate Rules: Impact on IPO Prospectuses – 6 Things to Know
By Allison Handy, Andrew Moore
Let’s examine how the SEC’s new climate rules will impact the drafting of IPO prospectuses. Here are six things to know: Compliance timing - Most of the requirements in the…
SpotDraft Blog
Leading Legal Teams in High Growth-High Pressure Environments with Seth Weissman, Executive Coach
By SpotDraft
From leading legal teams in high-profile IPOs to shaping Tesla's acquisition of SolarCity, explore Seth Weissman's unique perspective on navigating complex professional landscapes.
Free Writings + Perspectives
SEC Small Business Advisory Committee Meeting to Discuss Accredited Investor Definition and IPO Market
The Securities and Exchange Commission announced that on February 27, 2024, the Small Business Capital Formation Advisory Committee will hold a meeting, which will be webcast. The SEC Office of…
The Securities Law Blog
SEC Small Business Advisory Committee to Discuss the Accredited Investor Definition and the State of the IPO Market
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Tuesday, Feb. 27, which will include a discussion of the accredited…
The CLS Blue Sky Blog
How Direct Listings Compare With Initial Public Offerings
By Anna Bergman Brown, Donal Byard, Jangwon Suh
Initial public offerings (IPOs) and direct listings (DLs) offer two different mechanisms for a firm to obtain a listing in the public capital markets. Historically, DLs have been rare in…
Louis Lehot Medium Blog
The Return of the Exit
By Louis Lehot
Authors: Louis Lehot, Brandee L. DiamondStartups have found themselves pivoting significantly over the past year. Exit plans have either swiveled or been put on hold as valuations have remained low, and…
The Securities Law Blog
SEC Charges Northern Star SPAC for Material Misrepresentations in its IPO-Related Disclosures
The Securities and Exchange Commission today announced that Northern Star Investment Corp. II, a special purpose acquisition company (SPAC), agreed to settle charges that it made misleading statements in forms…
GT Israel Law Blog
5 Trends to Watch: 2024 Capital Markets
By Barbara A. Jones, Marc M. Rossell, Alan I. Annex
Special Purpose Acquisition Companies (SPACs) – We anticipate approximately 2-4 new SPAC IPOs a month. SPACs will continue to be a viable vehicle to access the U.S. public markets but, given…