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IPO

617 published works

  1. The CLS Blue Sky Blog

    Voluntary Disclosure for Primary Securities Offerings

    By Andrew Abraham Schwartz

    Mandatory disclosure is a foundation of modern securities law, both in the United States and around the world.  But is it really necessary?  After all, corporate promoters wishing to sell…

  2. Free Writings + Perspectives

    Capital Formation Market Trends: IPOs and Follow-On Offerings

    By Carlos E. Juarez, Anna T. Pinedo

    The capital formation environment has significantly changed in the last two decades and, in particular, following the global financial crisis of 2008. The number of initial public offerings has declined,…

  3. The Corporate Commute

    Unicorns: Is the muggle world ready?!

    By Kim Rust

    Welcome to Leadenhall Market, alleged and acclaimed as the inspiration for Diagon Alley in J.K. Rowling's Harry Potter series. In the heart of the City, nestled between the Walkie Talkie…

  4. The Corporate Commute

    Unicorns: Is the muggle world ready?!

    By Kim Rust

    Welcome to Leadenhall Market, alleged and acclaimed as the inspiration for Diagon Alley in J.K. Rowling's Harry Potter series. In the heart of the City, nestled between the Walkie Talkie…

  5. The Corporate Commute

    Unicorns: Is the muggle world ready?!

    By Kim Rust

    Welcome to Leadenhall Market, alleged and acclaimed as the inspiration for Diagon Alley in J.K. Rowling's Harry Potter series. In the heart of the City, nestled between the Walkie Talkie…

  6. IPO, Then What?

    Signing up for a Spin Class?

    By Steven Burwell

    Recent Amendments to FINRA Rules 5130 and 5131 While many people extol the virtues of a good spin class (particularly in January, following New Year’s resolutions), in the context of…

  7. Free Writings + Perspectives

    The Road to the IPO: Late Stage Private Placements and IPO Readiness

    By Michael Kraines

    Tuesday, January 28, 2020 9:00 a.m. – 9:30 a.m. Registration/Breakfast 9:30 a.m. – 11:00 a.m. Program To register, please click here. While the IPO market remains active, companies continue to…

  8. Free Writings + Perspectives

    Changes to FINRA Rules for Equity IPOs

    By Anna T. Pinedo

    FINRA’s rules relating to equity IPOs, on spinning and withholding and IPO allocations, which came into effect following the dot-com bust, were recently amended. The amendments to Rule 5130, relating…

  9. China Law Insight

    保利物业香港联交所主板上市

    By King & Wood

    2019年12月19日,保利物业发展股份有限公司(简称“保利物业”)在香港*联合交易所有限公司(简称“联交所”)主板完成46.8亿港元的首次公开发行和H股上市。

  10. The CLS Blue Sky Blog

    ISS Discusses Investor Considerations for Aramco Oil

    By The CLS Blue Sky Blog

    When Saudi Arabia’s Crown Prince Mohammad Bin Salman announced plans to sell stakes in state-owned Saudi Arabian Oil Co. (Saudi Aramco) in 2016, he was also setting the stage for…