Topic
Record Keeping
223 published works
Napoli Shkolnik Blog
When Your Employer Doesn’t Keep Overtime Records
Most employers who have full time employees working for them are required to keep records of hours worked and pay overtime rates for anything worked beyond a normal 35-40 hour…
OSHA Law Blog
OSHA Accepting Electronically Submitted 300A Forms Through December 31
Last week we reminded employers covered by the recordkeeping requirements in Section 1904 that December 15th was the deadline to electronically submit 2016 300A forms for certain employers. In true…
Death Care Compliance Law
Missouri’s Record Keeping Meeting(s): A Date to Be Determined
By Bill Stalter
In preceding posts, we have outlined recommendations to the Missouri State Board of Embalmers and Funeral Directors regarding the preneed examination process and record keeping requirements. While our correspondence was…
Death Care Compliance Law
Missouri Seller Records: The Starting Point for an Audit Trail
By Bill Stalter
The last time the Missouri State Board of Embalmers and Funeral Directors took up the issue of preneed seller record keeping requirements, the staff proposal emphasized a contract ledger approach. …
Corporate & Financial Weekly Digest
NFA Proposes To Amend Recordkeeping Requirements for Members Subject to Enhanced Supervisory Requirements
By Kevin M. Foley, James M. Brady
The National Futures Association (NFA) has proposed amendments to its interpretive notice entitled “Compliance Rule 2-9: Enhanced Supervisory Requirements.” Specifically, the proposed amendments would require all members subject to enhanced…
OSHA Law Blog
Complimentary Webinar: The Recordkeeping Top Ten
Join Tressi Cordaro and Brad Hammock on December 13th for a complimentary webinar that will give you 10 key steps for ensuring your recordkeeping logs are up-to-date, accurate, and OSHA compliant. …
Information Bytes
The importance of records in a post-truth America
By Peter Sloan
Tom Hanks excels at illuminating our nation's history, from John Adams to Band of Brothers, Saving Private Ryan, Bridge of Spies, Apollo 13, and Charlie Wilson's War. Much of the impact springs from Hanks'…
Corporate & Financial Weekly Digest
ESMA Translations of Guidelines on MiFID II Reporting, Recordkeeping and Clock Synchronization
By Neil Robson, Carolyn H. Jackson, Nathaniel Lalone
On October 2, the European Securities and Markets Authority (ESMA) published the official, finalized versions of its Guidelines on transaction reporting, order recordkeeping and business clock synchronization under MiFID II—each…
Corporate & Financial Weekly Digest
NFA Publishes Information For CTAs Using Third-Party Recordkeeping
By Christian B. Hennion, Laura N. Krcmaric
On June 30, the National Futures Association (NFA) published Notice to Members I-17-11, establishing an electronic process for a registered commodity trading advisor (CTA) to notify the NFA where the…
Information Bytes
With business processes and records, we have it backwards – function follows form
By Peter Sloan
American architect Louis Sullivan, who coined the iconic phrase "form ever follows function," was flat wrong - at least when it comes to the relationship of what we do and…