Topic
Transaction Reporting
79 published works
Corporate & Financial Weekly Digest
FCA Confirms Amendment to the LEI Validation Rule Effective March 2018
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On March 2, the UK’s Financial Conduct Authority (FCA) updated its webpage for firms subject to transaction reporting obligations under the revised Markets in Financial Instruments Directive. The European Securities…
Corporate & Financial Weekly Digest
FCA Transaction Reporting Instrument Reference Data Errors and Omissions Form Now Available
By Carolyn H. Jackson, Nathaniel Lalone, Neil Robson
On January 11, the UK Financial Conduct Authority (FCA) updated its webpage on instrument reference data to make available a new instrument reference data errors and omissions form for trading…
Banking, Finance and Securities
FCA updates transaction reporting webpages to reflect MiFID II implementation
The FCA has updated the following webpages relating to transaction reporting to reflect the implementation of MiFID II and MiFIR: transaction reporting; requesting sample transaction reporting data; determining which instruments…
Corporate & Financial Weekly Digest
FCA Publishes Issue 54 of Market Watch Newsletter
By Nathaniel Lalone, Neil Robson
On November 8, the UK Financial Conduct Authority (FCA) published issue 54 of Market Watch, its newsletter on market conduct and transaction reporting issues. With the January 3, 2018 implementation…
Banking, Finance and Securities
FCA Market Watch issue 54
By Hannah Meakin (UK), Imogen Garner (UK)
The FCA has published Market Watch 54. In this issue of Market Watch, the FCA focusses on the MiFID II legal entity identifier (LEI) and covers the following topics: LEI…
Corporate & Financial Weekly Digest
ESMA Translations of Guidelines on MiFID II Reporting, Recordkeeping and Clock Synchronization
By Neil Robson, Carolyn H. Jackson, Nathaniel Lalone
On October 2, the European Securities and Markets Authority (ESMA) published the official, finalized versions of its Guidelines on transaction reporting, order recordkeeping and business clock synchronization under MiFID II—each…
Banking, Finance and Securities
Official translations of ESMA guidelines on transaction reporting, order record keeping and synchronisation under MiFID II
By Imogen Garner (UK), Hannah Meakin (UK)
The European Securities and Markets Authority (ESMA) has published the official EU language versions of its guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II. Member…
Corporate & Financial Weekly Digest
FCA Publishes Market Watch Newsletter 53 on LEIs, Market Data and SIs under MiFID II
By Neil Robson
On September 18, the UK Financial Conduct Authority (FCA) published the latest edition (Number 53) of its periodic newsletter Market Watch. In it the FCA has included articles and guidance…
Corporate & Financial Weekly Digest
ESMA Updates MiFID II and MiFIR Transaction Reporting Guidelines
By Neil Robson
On August 8, European Securities and Markets Authority (ESMA) published an updated version of its guidelines (Guidelines) on transaction reporting, order recordkeeping and clock synchronisation under the revised Markets in…
Banking, Finance and Securities
ESMA updates guidelines on transaction reporting under MiFID II and MiFIR
By Hannah Meakin (UK), Imogen Garner (UK), Charlotte Henry, Conor Foley (UK)
The European Securities and Markets Authority (ESMA) has published an updated version of its guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II. The updated version…