Topic
Transaction Reporting
79 published works
Corporate & Financial Weekly Digest
ESMA Updates Technical Reporting Instructions on MiFIR Transaction Reporting
By Carolyn H. Jackson, Neil Robson
On July 20, the European Securities and Markets Authority (ESMA) published an updated version of its technical reporting instructions relating to transaction reporting under the Markets in Financial Instruments Regulation…
Banking, Finance and Securities
ESMA updates technical reporting instructions on transaction reporting under MiFIR
The European Securities and Markets Authority (ESMA) has published an updated version of its technical reporting instructions relating to transaction reporting under MiFIR. The document describes the elements of the…
Banking, Finance and Securities
BBA guidance on MiFIR transaction reporting short selling indicator
The British Bankers’ Association (BBA) has published a guidance on the short selling requirements in the transaction reporting regime under MiFIR. The BBA explains that MiFIR transaction reporting introduces a…
Banking, Finance and Securities
FCA webpage on LEI update
By Hannah Meakin (UK), Conor Foley (UK)
The FCA has published a new web page that will be of interest to firms that will be subject to the MiFID II transaction reporting obligations. The web page briefly…
Banking, Finance and Securities
ESMA issues MiFIR reporting instructions
The European Securities and Markets Authority (ESMA) has issued detailed reporting instructions and XML schemas under its Financial Instruments Reference Data System (FIRDS). Specifically ESMA has published: MiFIR transaction reporting…
Corporate & Financial Weekly Digest
ESMA Publishes Final Guidelines on the Implementation of MiFID II Transaction Reporting
By Neil Robson
On October 10, the European Securities and Markets Authority (ESMA) published final guidelines (Guidelines) on transaction reporting, order record keeping and clock synchronization under the amended and restated Markets in…
Banking, Finance and Securities
ESMA issues final guidelines on implementation of MiFID II transaction reporting regime
By Imogen Garner (UK), Hannah Meakin (UK)
The European Securities and Markets Authority (ESMA) has published final guidelines on transaction reporting, order recording keeping and clock synchronisation. The guidelines apply to MiFID investment firms, trading venues, approved…
Corporate & Financial Weekly Digest
FCA Publishes September 2016 Issue of ‘Market Watch’
By Neil Robson
On September 27, the UK Financial Conduct Authority (FCA) published the 51st edition of Market Watch, its periodic newsletter on market conduct and transaction reporting issues in the United Kingdom.…
Banking, Finance and Securities
New webpage on the FCA’s market data processor system under MiFID II
By Hannah Meakin (UK), Lisa Lee Lewis (UK)
The FCA has published a new webpage on its Market Data Processor (MDP) system, which will help manage the large changes in the volumes and range of data that entities…
Banking, Finance and Securities
Commission publishes MiFIR RTS for the reporting of transactions to NCAs
Article 26(9) of the Markets in Financial Instruments Regulation empowers the European Securities and Markets Authority (ESMA) to develop draft regulatory technical standards (RTS) which specify further the rules applicable…