Topic
Listing Rules
75 published works
Latham.London
FCA Proposes to Unify the Listing Regime for Commercial Companies Under a Single Listing Segment
The regulator continues its Primary Markets Effectiveness Review to promote the competitiveness of a UK listing. By Chris Horton, James Inness, Anna Ngo, and Johannes Poon On 26 May 2022,…
Global Regulation Tomorrow
Handbook Notice 98
On 29 April 2022, the FCA published Handbook Notice 98. This Handbook Notice describes the changes made to the Handbook by the FCA Board on 24 March 2022, 22 April…
Latham.London
UK FCA Confirms New Rules to Remove Barriers to Listing
The new rules aim to make London a more attractive listing venue for founder-led and other innovative IPO candidates. By Chris Horton, James Inness, Anna Ngo, and Johannes Poon On…
Global Financial Regulatory Blog
FCA Confirms New Rules to Remove Barriers to Listing
The new rules aim to make London a more attractive listing venue for founder-led and other innovative IPO candidates. By Chris Horton, James Inness, Anna Ngo, and Johannes Poon On…
Global Regulation Tomorrow
Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules (PS21/22)
On 2 December 2021, the Financial Conduct Authority (FCA) published Policy Statement 21/22 ‘Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules’ (PS21/22). In PS21/22 the FCA…
Global Financial Regulatory Blog
FCA Consults on Rule Changes to Accommodate SPACs
Proposed changes to the UK Listing Rules would allow certain SPACs to avoid a listing suspension. By Nicola Higgs and Charlotte Collins On 30 April 2021, the FCA published a…
GT London Law Blog
UK Listing Review Recommends Significant Changes to UK Listing Rules, Including for SPACs, Dual Class Share Structures and Free Float Thresholds
By Andrew Caunt, James Mountain, Dorothee Fischer-Appelt, Patrick G. Lilly ‡
On 3 March 2021, the UK Government published the results of the UK Listing Review, a wide-ranging analysis of the state of the UK’s public markets carried out by Lord…
China Law Insight
HKEx amended debt listing rules
By King & Wood
On 21 August 2020, The Stock Exchange of Hong Kong (the “HKEx”) published amendments to the rules governing the listing of debt securities to professional investors to closer align the…
Free Writings + Perspectives
SEC Approves NYSE’s Tolling of Compliance Period
On April 21, 2020, the Securities and Exchange Commission (“SEC”) approved, with immediate effectiveness, the proposal filed by the New York Stock Exchange (the “NYSE”) to permit a longer period…
Capital Markets
NYSE Also Extends Relief From Price-Based Listing Requirements
By Rob Evans
The NYSE extended the cure periods available to listed companies who have fallen out of compliance with ongoing listing requirements based on their share prices. Beginning April 21, 2020, the…