Topic
Listing Rules
75 published works
Capital Markets
Nasdaq Extends Date for Compliance With Price-Related Listing Requirements
By Rob Evans
In response to the effect of the COVID-19 crisis on the public equity markets, Nasdaq is extending the time it will give a listed company to regain compliance with Nasdaq's…
Free Writings + Perspectives
SEC Approves Nasdaq’s Tolling of Compliance Period
On April 17, 2020, the Securities and Exchange Commission (“SEC”) approved, with immediate effectiveness, the proposal filed by The Nasdaq Stock Market (“Nasdaq”) to permit a longer period of time…
Corporate and Securities Law
Nasdaq Permits More Time for Companies to Regain Compliance with the Bid Price and Market Value of Publicly Held Shares
China Law Insight
分拆上市 | A股上市公司境内分拆获监管支持 ——分拆上市规则简析及审核要点介绍
By King & Wood
2019年12月13日，随着《上市公司分拆所属子公司境内上市试点若干规定》（以下简称“27号公告”）正式稿的出台，境内上市公司分拆子公司于境内上市的通道已经打开。
Global Regulation Tomorrow
FCA guidance notes: Primary Market Bulletin No 20
By Imogen Garner (UK), Iona Wright (UK)
On 8 February 2019, the FCA published the 20th edition of Primary Market Bulletin (the PMB). The PMB provides general news and developments within the FCA’s regulatory sphere, as well…
China Law Insight
港交所发布《检讨〈企业管治守则〉及相关〈上市规则〉条文的咨询总结》和《董事会及董事指引》
By King & Wood
2018年7月27日，香港联合交易所有限公司（“港交所”）发布了《检讨〈企业管治守则〉及相关〈上市规则〉条文的咨询总结》和《董事会及董事指引》
Latham.London
New Listing Rules for Sovereign Controlled Companies … In 30 Seconds
The Financial Conduct Authority has published final rules creating a new category within its premium listing regime for companies controlled by a shareholder that is a sovereign country. By James…
Corporate & Financial Weekly Digest
SEC Approves NYSE Rule to Facilitate Listing Without an IPO
By Mark J. Reyes, Mark D. Wood, Shannon M. Traylor
On February 2, the Securities and Exchange Commissions approved a New York Stock Exchange (NYSE) rule change that facilitates the listing of companies on the NYSE without a prior registration…
Corporate and Securities Law
SEC Approves NYSE Rule Change to Facilitate Listing Without an IPO
Latham.London
Proposed FCA Rules Extend Warmer Welcome to Sovereign-Controlled Companies
By James Inness and Sean Meehan On 13 July 2017, the Financial Conduct Authority (FCA) proposed a relaxation of certain aspects of the premium listing segment for sovereign-controlled companies. The proposed…